At Croft Financial Group (CFG), maintaining an up-to-date understanding of each client’s financial situation, objectives, and risk tolerance is essential to delivering prudent, personalized portfolio management. To meet regulatory obligations and ensure ongoing portfolio alignment, CFG conducts periodic Know Your Client (KYC) reviews. This includes requiring clients to submit a completed KYC Update Questionnaire annually […]

At Croft Financial Group (CFG), we are committed to protecting the long-term financial well-being of our clients. One important safeguard is having a Trusted Contact Person (TCP) on file—a trusted individual our team may contact in limited circumstances to help protect a client’s interests. A TCP serves as a support resource—not a decision-maker—and does not […]